Media ReleasesSequoia Financial Group

View All Sequoia Financial Group News


Sequoia Financial Group - Change of Director's Interest Notice - Garry Crole


Sequoia Financial Group Limited (ASX: SEQ) (the Company) attaches an Appendix 3Y “Change of Director’s Interest Notice” for Mr Garry Crole.

In relation to the late lodgement of the attached Appendix 3Y, the Company advises as follows:

1. The Appendix 3Y was lodged late due to an administrative oversight following the lapsing of unexercised Options on 1 July 2022. As soon as practicable after the oversight was identified the Appendix 3Y was lodged with ASX.

2. The Company and the Directors are aware of their obligations under the ASX Listing Rules 3.19A and 3.19B to provide the necessary information to the Company Secretary to meet its disclosure requirements. The Company has a Share Trading Policy which sets out requirements to notify the Company of changes in interests. This is also addressed at each Board meeting.

3. The Company considers the late lodgement as an isolated breach, and the Company believes that its current practices are adequate to ensure compliance with the ASX Listing Rules.  

For more information, download the attached PDF.

Download this document

Are you a 708 sophisticated investor?

A sophisticated investor is defined under Section 708 of the Corporations Act (net assets of $2.5 million or annual incomes in excess of $250,000).

They are eligible to receive information regarding wholesale investment opportunities that are not available to regular or retail investors.

Please subscribe if you would like to be alerted to these types of opportunities.